Approved Persons Regime (APR)
FCA Compliance Courses
Description Approved Persons Regime awareness course for all members of firms NOT subject to the Senior Managers & Certification Regime (SM&CR) which came into effect on 7 March 2016, applying to banks, building societies, credit unions and...
CISI Global Financial Compliance (CISIGCF1808H120)
Description Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector. The course addresses techniques used to implement a successful compliance function in...
CISI Introduction to Investment (CISIIIIH120)
Description The International Introduction to Investment offers a broad introduction to the financial services professional sector, with a specific focus on investments from a global perspective. The course focuses on international markets and...
CISI Risk in Financial Services (CISIRFSH120)
Description This course offers a comprehensive global introduction to the major risk areas in financial services. It addresses international issues, reflecting the needs of a worldwide market, and provides a sound grounding in the principles...
GDPR Awareness (GDPR)
Cybersecurity, Blockchain, Big Data & AI
This online GDPR UK awareness training course incorporates participative sessions with interactive material to help candidates build understanding, stimulate interest and gain commitment to changing their organisation's culture. Group rates...
Treating Customers Fairly (TCF)
Description This Treating Customers Fairly ("TCF") course for all members of a firm helps them show the FCA that fair treatment of customers is at the heart of their business model. Training Duration This course may take up to 1 hour to...
Description A short online e-learning primer for those working in financial services firms explaining the rules on whistleblowing and when it may be appropriate to make a disclosure ('blow the whistle'), if a firm or individual is involved in...
Clear and Concise Emails
This course presents four communication principles you can apply to any email you compose, for any person you want to communicate with. By completing this course, you will know how to compose clear and concise emails for any audience. Sending...
In this introductory course you will learn everything you need to know about COVID-19. COVID-19 is a global pandemic that has already resulted in hundreds of thousands of infections and thousands of deaths. What you will learn: 1....
Giving Clear Work Priorities
There are a lot of things a person can do to be successful in one’s job, but knowing what work must be achieved is one of the more important items. Knowing what work must be delivered and when helps anyone stay focused and achieve success...