Course
Approved Persons Regime (APR)
£75.00
FCA Compliance Courses
Approved Persons Regime (APR)
Description Approved Persons Regime awareness course for all members of firms NOT subject to the Senior Managers & Certification Regime (SM&CR) which came into effect on 7 March 2016, applying to banks, building societies, credit unions and...
Best Execution (BE)
£75.00
FCA Compliance Courses
Best Execution (BE)
The FCA rules relating to Best Execution cover all ‘financial instruments’. Firms must establish and implement a Best Execution Policy, setting out details of how Best Execution will be achieved. This course offers a comprehensive...
CISI Global Financial Compliance (CISIGCF1808H120)
£300.00
CISI Qualifications
CISI Global Financial Compliance (CISIGCF1808H120)
Description Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector. The course addresses techniques used to implement a successful compliance function in...
CISI Introduction to Investment (CISIIIIH120)
£300.00
CISI Qualifications
CISI Introduction to Investment (CISIIIIH120)
Description The International Introduction to Investment offers a broad introduction to the financial services professional sector, with a specific focus on investments from a global perspective. The course focuses on international markets and...
CISI Risk in Financial Services (CISIRFSH120)
£300.00
CISI Qualifications
CISI Risk in Financial Services (CISIRFSH120)
Description This course offers a comprehensive global introduction to the major risk areas in financial services. It addresses international issues, reflecting the needs of a worldwide market, and provides a sound grounding in the principles...
GDPR Awareness (GDPR)
£75.00
Cybersecurity, Blockchain, Big Data & AI
GDPR Awareness (GDPR)
This online GDPR UK awareness training course incorporates participative sessions with interactive material to help candidates build understanding, stimulate interest and gain commitment to changing their organisation's culture. Group rates...
Treating Customers Fairly (TCF)
£75.00
Old FCA
Treating Customers Fairly (TCF)
Description This Treating Customers Fairly ("TCF") course for all members of a firm helps them show the FCA that fair treatment of customers is at the heart of their business model. Training Duration This course may take up to 1 hour to...
Whistleblowing (WB)
£75.00
Old FCA
Whistleblowing (WB)
Description A short online e-learning primer for those working in financial services firms explaining the rules on whistleblowing and when it may be appropriate to make a disclosure ('blow the whistle'), if a firm or individual is involved in...
Clear and Concise Emails
FREE Courses
Clear and Concise Emails
This course presents four communication principles you can apply to any email you compose, for any person you want to communicate with. By completing this course, you will know how to compose clear and concise emails for any audience. Sending...
COVID-19 Awareness
FREE Courses
COVID-19 Awareness
In this introductory course you will learn everything you need to know about COVID-19. COVID-19 is a global pandemic that has already resulted in hundreds of thousands of infections and thousands of deaths. What you will learn: 1....

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