Old FCA

Whistleblowing (WB)


Description
Description

A short online e-learning primer for those working in financial services firms explaining the rules on whistleblowing and when it may be appropriate to make a disclosure ('blow the whistle'), if a firm or individual is involved in wrongdoing.

Training Duration

This course may take up to 2 hours to be completed. However, actual study time differs as each learner uses their own training pace.

Training Method

The course is offered fully online using a self-paced approach. The learning units consist of reading material. Learners may start, stop and resume their training at any time.

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units.

Accreditation and CPD Recognition

This programme has been developed by the London Governance and Compliance Academy (LGCA), a UK-recognised training institution.

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for 2 CPD Units that approve education in financial regulation, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

Registration and Access

To register to this course, click on the Get this course button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.

If you wish to receive an invoice instead of paying online, please contact us at info@lgca.uk. Access to the course is valid for 365 days.
Content
  • Introduction
  • Introduction to Whistleblowing
  • Introduction to Whistleblowing Multiple-Choice Questions
  • The FCA and Whistleblowing
  • The FCA and Whistleblowing
  • The FCA and Whistleblowing Multiple-Choice Questions
  • Whistleblowing Policy
  • Whistleblowing Policy
  • Whistleblowing Policy Multiple-Choice Questions
Completion rules
  • All units must be completed
  • Leads to a certificate with a duration: 1 year